Compliance
Compliance Statement:
UJA Inc’s Compliance Department is a
best-in-class global Anti-Money Laundering
(AML) and Anti-Terrorist Financing (ATF)
Compliance unit. UJA has established and
implemented risk-based policies and
procedures to comply with the laws of the
United States as well as adhering to all
European Union and United Nations sanctions
and those of the jurisdictions in which UJA
operates.
It is the policy of UJA Inc and each of its
affiliates, employees and other operating
businesses {thereafter Affiliate (s)} to
comply with all the federal record keeping
and reporting requirements of the Bank
Secrecy Act (BSA), USA Patriot Act and the
Office of Foreign Asset Control (OFAC) in
order to assist U. S. Government Agencies in
the detection of illegal activities such as
money laundering, terrorist financing, and
other criminal acts. All UJA Inc and
Affiliate employees are charged with
adherence to the Bank Secrecy Act Compliance
Program and related procedures.
UJA’s Compliance Department performs
enhanced due diligence on all Agents and
Correspondents before Appointment. All
efforts are done to detect possible money
laundering or structuring, inconsistent
activity, and unusual funds transfers
including any suspicious financial
transactions that may be indicative of a
violation of federal laws. Evaluating
customer due diligence information for
high-risk attributes and determination of
risk rating. That being stated, all are
are screened with enhanced controls to
prevent money laundering and terrorist
financing.
Each Officer and Affiliate is dedicated to
achieving the objective of compliance to
Bank Secrecy Act (BSA) Anti-Money Laundering
(AML) & Office of Foreign Assets Control (OFAC)
laws and related regulations;
UJA has set forth in its Bank Secrecy Act (BSA)
Anti-Money Laundering (AML) & Office of
Foreign Assets Control (OFAC) Program(s),
operating polices and procedures and
guidelines to ensure compliance to the Bank
Secrecy Act (BSA) Anti-Money Laundering
(AML) & Office of Foreign Assets Control (OFAC)
laws and related regulations along with
those laws and regulations of the
jurisdictions in which we operate.
It is our policy that we follow both the
letter and the spirit of the law and the
regulations.
UJA Inc is committed to conducting its
business with the highest level of
integrity.